FINRA Forms
Wednesday, April 01, 2009
We mailed a package to your attention that you should expect in the next 2-3 business days. This envelope contains eight (8) documents, as required by FINRA, for your immediate review and signature.
Please return all eight documents to our home office address no later than April 20, 2009. Please contact Jane immediately at our home office if you should expect any delay in returning these forms by this deadline. We sincerely appreciate your cooperation.
Tony Turbeville, CEO
Brookston...
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Missing Information Procedure
Tuesday, March 24, 2009
Dear Registered Representative,
For most of our associates this email will be of no consequence. For a few, it will be very important as it will affect you and your client directly.
Brookstone has experienced ongoing problems with a few reps regarding incomplete paperwork. Follow up by BSI has required an excessive amount of backlog and often goes unhandled by the rep. We have held commissions in the past in an effort to gain cooperation, but have often waived on the policy in an effor...
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Friday, March 06, 2009
BROOKSTONE QUARTERLY MEETINGS
UPDATES TO FOLLOW
Dear Reps of Brookstone
In an ongoing effort to help you grow your business, Brookstone Securities, Inc. will begin conducting quarterly meetings in your area. These meetings are designed to inform you of new product and new industry trends. These meetings will also help you grow your business and put more money in your pocket. The first quarterly meeting will be held in Orlando, FL, March...
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