Business Continuity Plan Summary
If custody of your brokerage or investment advisory account is at First Southwest Clearing please click the link below.
Please note: Ffor SEC-Required Disclosure and Privacy Policy Information click the appropriate link at the bottom of the First Southwest Company homepage.
www.firstswclearing.com
If custody of your account is at Mesirow Financial, please click thelink below.
Please note: For SEC-Required Disclosure Information click the appropriate link at the bottom of the Mesirow homepage – for the Privacy Policy please click the appropriate link at the top of the Mesirow homepage.
www.mesirow.com
Links
Financial Industry Regulatory Authority, Inc. (FINRA)
Securities Investor Protection Corporation (SIPC)